RUSSIA AT WAR 1941 - 1945
Colonel Glantz - 3
Medvedev: All Russians share the grief and sorrow with Poland
American Perspectives on
Eastern Front Operations in World War II
Part Three
By Colonel David M. Glantz
Foreign Military Studies Office
Fort Leavenworth, Kansas.
Soviet Sources: Perceptions And Reality
American perceptions of the war on the Eastern Front have been shaped in part by the course of Soviet historiography on the war. As stated earlier, the Soviet reticence of address operations in detail during the immediate postwar period left the field open for the German perspective, which in turn predominated. Soviet efforts to set the record straight began in the late 1950's and continue today but have only partially tempered that German view.
#1
Three principal barriers exist to block or inhibit Soviet historical efforts from influencing the American perspective. The barriers are, in sequence: a lack of knowledge in the West concerning Soviet historical work, the language barrier, and a basic distrust of the credibility of Soviet works. The first two of these barriers are mechanical and can be easily addressed. The third is more fundamental and more difficult to overcome.
Most Americans and Westerners are soon unaware of the scope of Soviet historical efforts. They assume that the Soviet reticence to talk openly of operational matters, characteristic of the period prior to 1958, continues today. In fact, Soviet historical efforts have increased geometrically, and Western audiences need to be educated to that fact. The fact that most of these works are only in Russian inhibits that education. To remedy this problem more Americans need to learn Russian (an unlikely prospect), or more Soviet works will have to appear in English. Increased research by American military historians using Soviet sources can also contribute to overcoming this first barrier. The second barrier is a physical one regarding language. If a source cannot be read, it makes little difference whether or not it is available or, for that matter, credible. The only remedy to this barrier is more extensive translation and a publicizing of Soviet sources by their use in more detailed historical monographs.
The third barrier, involving credibility, is more fundamental. It is, in part, an outgrowth of ideological differences which naturally breed suspicion on the part of both parties. It is also a produce of the course of Soviet war historiography which itself is subject to criticism, depending on the period during which the Soviet sources appeared.
In the immediate postwar years, from 1945 to 1958 few Soviet military accounts appeared about operations on the Eastern Front. Those that did appear were highly politicized and did not contain the sort of operational detail which would make them attractive to either the casual reader or the military scholar. Indeed, they were of little use to the military student (Soviet or foreign), which may, in part, explain their paucity of accurate detai1.
Beginning in 1958 more accurate and useful accounts began appearing in a number of forms. From its inception, Soviet Military History Journal has brought to publish high quality articles on relevant military experiences at all levels of war. The journal after 1958 immediately began investigation of a series of burning questions, perhaps the most important of which was an investigation of the nature of the initial period of war, (Nachalny period voiny), a topic noticeably ignored in earlier Soviet work. Military History Journal has since focused on practical, realistic questions within a theoretical context. It has personified the Soviet penchant for viewing military affairs as a continuum within which individual issues must be viewed in a historical context.
In 1958 the first Soviet general history of the war appeared, Platonov's History the Second World War. This volume, for the first time, addressed Soviet wartime failures which had been almost totally overlooked in earlier years. For example, it openly referred to the abortive Soviet offensive at Khar'kov in May 1942, a subject hitherto apparently too sensitive to talk about. Platonov offered few real details of these failures but did break the ice regarding a candid reference to failures in general which represented a quantum leap in the candor of Soviet sources.
At the same time Soviet authors resumed a wartime tendency to teach by use of combat experience. Kolganov's Development of Tactics of the Soviet Army in the Great Patriotic War, published in 1958, contained a thorough review of wartime tactics by combat example. This didactic work sought to harness experience in the service of education and did so by drawing upon a wealth of tactical detail, some of it relating to failure as well as success. Kolganov's accounts, although fragmentary, seemed to affirm a Soviet belief that one learns from failure as well as success; and, if one is to be educated correctly (scientifically), details must be as accurate as possible in both cases.
After 1958 a flow of memoir literature, unit histories, and operational accounts began that has continued, and, in fact, intensified, to the present. The Soviets have sought to capture the recollections of wartime military leaders at every level of staff and command. These include valuable memoirs of individuals at the STAVKA level (Shtemenko, Vasilevsky, Zhukov), front level (Rokossovsky, Konev, Meretskov, Yerememko, Bagramyan), army level (Moskalenko, Chuikov, Krylov, Batov, Galitsky, Grechko, Katukov, Lelyushenko, Rotmistrov), and at the corps level and below. Soviet military historians have logged the experiences of many Soviet units including armies, tank armies, corps (tank, mechanized, and rifle), divisions, and even regiments and separate brigades, although with a few notable exceptions. Memoir literature has also extended into the realm of the supporting services (air, naval, engineer, signal, etc).
Over time some excellent operational studies have appeared focusing on major operations (Moscow, Stalingrad, Kursk, Belorussia), on lesser operations (Novgorod-Luga, Eastern Pomerania, Donbas), and on specific sectors in larger operations. Written by academic historians (Samsonov) or military historians (Zhilin, Galitsky, Sidorenko) many of these are first rate works containing massive amounts of, for the most part, accurate detail. Building upon the memoirs, unit histories, and operational studies were valuable functional works which distilled the sum total of those experiences. These studies included general military histories and histories of operational art (Semenov, Strokov, Bagramyan, Krupchenko), operational and tactical studies based on combat experiences (Radzievsky, Kurochkin), studies on the use of armored and mechanized forces (Rotmistrov, Babadzhanyan, Radzievsky, Losik), treatices on operational art and tactics (Sidorenko, Savkin, Reznichenko), and studies on numerous other topics relating to combat support.
New general histories of the Great Patriotic War and World War II have appeared since 1960. A six volume history of the war in the East provided a more candid view of political issues of the war than earlier war histories and added some operational details hitherto not revealed. Its size, however, limited coverage of lower level operational or tactical detail. An eleven volume history of World War II was politically less candid but did add another measure of detail to accounts at the strategic and operational levels.
Thus it is apparent that massive amounts of Soviet military data concerning operations on the Eastern Front do exist. Moreover, the sum total of that information, as Erickson has demonstrated, forms an impressive picture of operations in the East. On balance much of that information is accurate as well.
There are however, some problems with these sources, just as is the case with German sources, that must be critiqued if one wishes to prevent creating a Soviet bias similar to the earlier German bias I described.
First, Soviet works tend to contain a high political or ideological content. In essence, they are intended to indoctrinate as well as teach. In theory, of course, war, in all its detail, is a continuum of the political and, hence, ideological context. Thus the political content is understandable, if not obligatory. A critical reader must recognize what is political and what is not and must not allow his judgment of the one to affect his judgment of the other. He must also realize that many of these works, especially the briefer and more popular ones, are written to inspire. Thus, interspersed with operational and tactical fact are inevitable examples of individual or unit self sacrifice and heroism (which may or may not be accurate). The tendency of the Western reader is to note the often romanticized single act and reject also the account of action surrounding it.
Soviet military works written before 1958 were highly politicized and focused heavily on the positive role of Stalin in every aspect of war. Correspondingly, operational and tactical detail was lacking. After 1958 the political content of military works diminished as did emphasis on the "cult of personality," leaving more room for increasing amounts of operational and tactical detail. Since that time the political content of military works has varied depending on the nature of the work and the audience it intended to address. Hence the briefer the article and the less sophisticated the audience, the higher was the political content. First-rate operational and tactical studies limited political coverage to the role of the party structure in planning and conducting operations.
Soviet military writers also have tended to accentuate the positive, to cover successful operations in more detail than unsuccessful ones. Thus, until recently, little was written about the border battles of June-July 1941, about the Khar'kov and Kerch operations in May 1942, about the Donbas and Khar'kov operations of February-March 1943, and about the warning stages of many successful operations. Likewise, few unit histories have appeared of armies which operated on secondary directions in the period 1943-1945.
The Soviets in the early sixties began noting these failures, saying, for example, that in May 1942 Soviet forces launched an offensive at Khar'kov but the offensive was unsuccessful. This is certainly correct but not very helpful to one who wishes to learn from failures. As time has passed more material has appeared concerning these failures (for example, a chapter from Moskalenko's On the Southwestern Direction (Na yugozapadnom napravlenii) provides considerably more detail on the Khar'kov disaster.
A similar pattern emerged in Soviet treatment of their own airborne experiences, which were notable for their lack of success. There were few references to those failures prior to 1964. Yet by 1976 most of the unpleasant details were public, although romanticized a bit.
Very naturally Soviet interpretation of operations have often differed sharply from the German. In fact, over time differences in interpretation have appeared within the circle of Soviet military writers. In the case of memoir material this takes the form of debates over the rationale for and the outcome of operations debates conducted by competing memoirs.
One is struck in Soviet accounts by the accuracy of facts, principally concerning unit, place, and time. Soviet sources in this regard invariable match up with the operational and tactical maps found in German (or Japanese) unit archives. It is apparent in some cases that Soviet military historians have made extensive use of such German archival materials in preparing their own studies. Less unanimity exists over what actually occurred at a given place and at a given time. Just as is the case in some German accounts, towns abandoned by the enemy were "taken after heavy fighting," and units driven back in disarray simply "withdrew to new positions."
Especially striking are those frequent cases where low level Soviet accounts precisely match German accounts. In a history of the 203rd Rifle Division the author described the operations of that unit in the frenetic post-Stalingrad days of December 1942 when Soviet forces pressed German units southward from the Don and Chir Rivers toward the rail line running from Tatsinskaya to Morozovsk. The 203rd Rifle Division was ordered to advance by forced march about 50 kilometers, cross the Bystraya River, and reach an encircled Soviet armored force at Tatsinskaya. The author described the action as the worn division, by now running short of ammunition, reached the ridge line north of the Bystraya. There it confronted an advancing force of German armor and infantry dispatched north of the river. The German force, estimated at 15 tanks, struck two regiments of the 203rd Rifle Division which, because of ammunition shortages, were forced to withdraw several kilometers. Just as he was fearing for the fate of his division the Soviet divisional commander contacted a nearby antitank company which provided the division supporting fire. Miraculously the German force broke contact and withdrew south of the river. This Soviet account did not mention the designation of the German unit.
In a casual interview with a former lieutenant from 6th Panzer Division, which fought along the Bystraya River in late December 1942, I asked the lieutenant about his unit's operations on the day of the events described by the Soviet account. He responded that 6th Panzer dispatched an armored kampfgruppen north of the Bystraya with about 15 tanks and supporting infantry in order to disrupt the Soviet advance to and across the river. He was in the task force. The force struck a Soviet unit, elements of which withdrew after desultory firing. The German unit pursued a short distance until it came under fire from an undetected Soviet artillery unit, fire which stripped the infantry away from the tanks. Fearing the loss of critical armored assets left unprotected by infantry, the Germans withdrew south of the river.
This isolated incident is often typical of the complementary nature of Soviet and German (and Japanese) accounts regarding unit, place, and time. It also vividly underscores the necessity, or at least the desirability of having both sides of the story.
A major discrepancy between Soviet and German sources concerns the number of forces at the disposal of each side. Examination of both sources and German archival material indicates several tendencies. First, Soviet accounts of their own strength seem to be accurate and reflect the numbers cited in documentation of Fremde Heeres 0st. Conversely, Soviet sources tend to exaggerate the strength of German forces they opposed. Moreover, Soviet exaggeration of German strength regarding guns and armor is even more severe than in regards to manpower. In part, this results from the Soviet practice of counting German allies, auxiliary forces, and home guards (Volksturm) units. But even counting these forces, Soviet estimates of German strength, when compared with the strengths shown by OKH records, are too high. Just as the Germans exaggerate when they cite routine Soviet manpower preponderance of between 8:1 and 17:1, so also do Soviet sources exaggerate Soviet-German strength ratios as being less than 3:1 and often 2:1 up to 1945 when higher ratios were both justified and recognized by Soviet sources. For example, the Japanese armored strength of about 1500 tanks cited in Soviet works on Manchuria exceeded tenfold the actual Japanese armored strength, which, in addition, was comprised of armored vehicles scarcely deserving of the name (and apparently, for that same reason, never used in the operation).
Soviet sources also adversely affect their own credibility with regards to wartime casualty figures. The earlier practice of totally ignoring casualties has begun to erode, but one must look long and hard to find any loss figures, indicating that this is still obviously a delicate question for Soviet writers. Gross figures do exist for large scale operations (Berlin, S.E. Europe, Manchuria), and one can infer casualties from reading divisional histories which sometimes give percentages of unit fill before and after operations and company strengths. Comprehensive coverage of this issue, however, does not exist and the reader is left to reach his own conclusions (One of which is that the Soviet author has something to hide).
Thus, in addition to the general American (and Western) ignorance of the existence of Soviet source material and the presence of an imposing language barrier, Americans question the credibility of Soviet sources. While this questioning was once valid, it is increasingly less valid as time passes. Soviet sources have some inherent weaknesses; but these weaknesses, over time, have been diminishing. Unfortunately, the American perception of Soviet sources remains negative; and, hence, the American perception of the Eastern Front has changed very little. Only time, more widespread publication of candid operational materials (some of it in English), and more extensive use of those materials by American military historians will alter those perceptions. That alteration will likely be painfully slow.
Conclusion:
The Reconcilation Of Myths And Realities
The dominant role of German source materials in shaping American perceptions of the war on the Eastern Front and the negative perception of Soviet source materials have had an indelible impact on the American image of war on the Eastern Front. What has resulted in a series of gross judgments treated as truths regarding operations in the East and Soviet (Red) Army combat performance. The gross judgments appear repeatedly in textbooks and all types of historical works, and they are persistent in the extreme. Each lies someplace between the realm of myth and reality.
In summary, a few of these gross judgments and erroneous interpretations are as follows:
Weather repeatedly frustrated the fulfillment of German operational aims. Not so.
Soviet forces throughout the war in virtually every operation possessed significant or overwhelming numerical superiority. Not so.
Soviet manpower resources were inexhaustible, hence the Soviets continually ignored human losses. Not so.
Soviet strategic and high level operational leadership was superb. However, lower level leadership (corps and below) was uniformly dismal. Not so.
Soviet planning was rigid, and the execution of plans at every level was inflexible and unimaginative. Not so.
Wherever possible, the Soviets relied for success on mass rather than maneuver. Envelopment operations were avoided whenever possible. Not so.
The Soviets operated in two echelons, never cross attached units, and attacked along straight axes. Not so.
Lend lease was critical for Soviet victory. Without it collapse might have ensured. Not so.
Hitler was the cause of virtually all German defeats. Army expertise produced earlier victories (a variation of the post World War I stab in the back. legend). Not so.
The stereotypical Soviet soldier was capable of enduring great suffering and hardship, fatalistic, dogged in defense (in particular in bridgeheads), a master of infiltration and night fighting, but inflexible, unimaginative, emotional and prone to panic in the face of uncertainty. Not so.
A majority of Americans probably accept these erroneous judgments as realities. In doing so they display a warped impression of the war which belittles the role played by the Red Army. As a consequence, they have a lower than justified appreciation for the Red Army as a fighting force, a tendency which extends, as well, to the postwar Soviet Army. Until the American public (and historians) perception of Soviet source material changes, this overall perception of the war in the East and the Soviet (Red) Army is likely to persist.
Close examination of Soviet sources as well as German archival materials cast many of these judgments into the realm of myth. Recent work done on Eastern Front operations has begun to surface the required evidence to challenge those judgments. Continued work on the part of American historians, additional work by Soviet historians, joint work by both parties, and more extensive efforts to make public Soviet archival materials is necessary for that challenging process to bear fruit.
It is clear that no really objective or more complete picture of operations on the Eastern Front is possible without extensive use of Soviet source material. Thus definitive accounts of operations in the East have yet to be written. How definitive they will ultimately be depends in large part on the future candor and scope of Soviet historical efforts.
In the interim it is the task of American historians, drawing upon all sources, Soviet and German alike, to challenge those judgments and misperceptions which are a produce of past historical work. It is clear that the American (Western) perspective regarding war on the Eastern Front needs broadening, in the more superficial public context and in the realm of more serious historical study. Scholarly cooperation among Soviet and American historians, research exchange programs involving both parties, and expanded conferences to share the fruits of historical research would further this end and foster more widespread understanding on both sides.
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FOOTNOTES and SOURCES
#1 Colonel David M. Glantz,
Foreign Military Studies Office, Fort Leavenworth, Kansas, the United States of America.
This paper was prepared for delivery at the first Soviet-American collegium on the problems of World War II history, held in Moscow on 21-23 October 1986. Thereafter the article was published in the August 1987 issue of the Soviet Academy of Sciences Journal Voprosy Istorii [Questions of History].
Original source: http://fmso.leavenworth.army.mil/documents/e-front.htm
#2 45 footnotes made by Col. Glantz are being omitted here. They are available on the original website publication at the URL given above. The Army's Foreign Military Studies Office (FMSO) is a research and analysis center under the U.S. Army's Training and Doctrine Command, Deputy Chief of Staff for Intelligence (TRADOC DCSINT). FMSO manages and operates the Ft. Leavenworth Joint Reserve Intelligence Center (JRIC).